Capital Markets Law and Compliance: The Implications of MiFID, 1st Edition eBook

Delivery: Can be download immediately after purchasing. For new customer, we need process for verification from 30 mins to 12 hours.
Version: PDF/EPUB. If you need EPUB and MOBI Version, please contact us.
Compatible Devices: Can be read on any devices.

The Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level ‘principles-based regulation’. In response to this, Paul Nelson presents practical guidance on the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management. All laws and rules relevant to the regulation of the capital markets are explained and put into context within the economic operation of markets, institutions and products, the European Single Market, the FSA’s policies and objectives, the historical evolution of the regulations and the general civil and criminal law. Drawing on 30 years’ experience as a practitioner, and referring to a vast range of supporting materials, the author provides an insightful analysis and critique of the rules, the rule makers and the institutions.

This is a digital product.

Capital Markets Law and Compliance: The Implications of MiFID 1st Edition is written by Paul Nelson and published by Cambridge University Press. The Digital and eTextbook ISBNs for Capital Markets Law and Compliance are 9780511373329, 0511373325 and the print ISBNs are 9780521889360, 0521889367. Additional ISBNs for this eTextbook include 9781107404663.